NSE Registered · SEBI Regulated
Authorized Person
Equity Cash & Derivatives Segment
Registered with the National Stock Exchange of India as an Authorized Person under Upstox (RKSV Securities India Pvt. Ltd.). A SEBI-regulated license to onboard clients, advise on equity and derivatives, and manage brokerage operations.
AP Registration
AP2513015291
Broker
Upstox (RKSV Securities)
Active Since
August 2019
Total Customers
510 Onboarded
Context
What is an NSE Authorized Person?
An Authorized Person (AP) is a SEBI-regulated intermediary registered with a stock exchange to act on behalf of a registered stock broker. Think of it as a licensed franchisee. The AP can onboard clients, provide trading access, offer advisory, and earn brokerage. All of this happens under the compliance framework of SEBI and the exchange.
This is not a title you get from an online course. It requires registration with the exchange, KYC verification, a formal agreement with the broker, and ongoing compliance. The AP registration number is publicly verifiable on the NSE website.
For a FinTech company building a trading platform, wealth product, or brokerage app, someone who holds this license already understands the regulatory landscape, the client lifecycle, and the operational reality. They do not need to be taught what a contract note is, or why KYC matters, or how settlement cycles work.
Achievement
Authorized Partner Dashboard
510 customers onboarded. Real account data, tracked in real time through the Upstox AP portal.
Overview
Customer summary, performance metrics, and activity insights at a glance
Leads
Potential customers who have started but not completed account creation
Customers
All 510 onboarded customers with UCC, account dates, and contact details
Earnings
Commissions and revenue generated from customer trading activity
Uplearn
Training materials and resources for continuous partner development
510
Total Customers
5
Dashboard Modules
UCC
Unique Client Codes
Screenshot
Live Dashboard Proof
6+ Years
Active Partner
Day to Day
What I do as an AP
Client Acquisition
I find people who want to trade or invest. Through direct outreach, referrals, and trust. 510 clients across equity and F&O. Retail investors to HNIs. Each one onboarded personally.
Trading Advisory
I help clients make decisions across equity delivery and derivatives. Position sizing, risk management, when to enter, when to exit. Both segments need different thinking and I guide on both.
Compliance and Operations
SEBI and NSE regulations are strict. Every client goes through proper KYC. Every transaction documented. Contract notes issued. Settlements handled. Zero compliance issues.
Revenue Generation
Brokerage is my income. I earn when my clients trade. If they grow their portfolio and trade more, we both win. This alignment is rare in financial services.
Relationship Management
Markets go up and down. Clients panic. I talk to them, explain what is happening, help them stay rational. Most new clients come from existing client referrals.
Issue Resolution
Brokerage disputes, settlement delays, contract note errors, margin calls. I handle them. When something goes wrong, my clients call me, not a call center.
For Recruiters
FinTech products benefit from teams that understand both the technology and the domain. An NSE AP license means this finance experience is verifiable. Registered with the exchange, regulated by SEBI, and backed by years of active client work.
What this registration represents:
- Regulatory credibility: SEBI-licensed, NSE-verified. The registration is publicly verifiable.
- Derivatives knowledge: F&O workflows, margin systems, and risk exposure. Learned from managing live portfolios.
- KYC and AML operations: 500+ client onboardings with full regulatory compliance.
- Clean compliance record across 6+ years of active operations.
- Client perspective: I know how investors think, how they make decisions, and how to build products they will trust.
When a company is building a trading platform, brokerage dashboard, wealth management tool, or compliance product, having someone on the team who has operated under SEBI and NSE regulations is valuable. They know what the end user needs because they have served that user directly.
I understand the brokerage business model. I understand how traders think. I understand regulatory requirements. And I can also write the code, build the database, and run the marketing campaigns. That combination comes from years of work across both domains.
What clients say
“Ankit helped me set up my first trading account and explained how F&O works without confusing jargon. I have been trading with confidence since.”
Retail Investor
Pune
“He does not just onboard you and disappear. When I had a settlement issue, he sorted it within a day. That kind of reliability is rare.”
HNI Client
Equity & F&O Trader
“I referred three family members to him. Each one got the same patient, clear guidance. He treats every client like they are his only client.”
Long-term Client
Trading since 2020
“What stands out is that he understands both the market and the technology side. When I ask about something, he explains the logic behind it.”
Business Owner
Derivatives Trader
Zero compliance incidents. Since 2019.
Every KYC verified. Every contract note issued. Every settlement reconciled. SEBI and NSE regulations are the foundation of trust in Indian capital markets. My compliance record is clean because I treat regulatory requirements as non-negotiable.
510
Customers Onboarded
6+
Years Active
0
Compliance Issues
AP Registration AP2513015291 is publicly verifiable on the NSE website under Upstox (RKSV Securities India Pvt. Ltd.)
Palampur, Himachal Pradesh · mail@theankitkumar.com · +91 9673001007